Innovative Solutions
leverage our experience and insights to create solutions to mission critical challenges and develop strategies that propel your business forward.
A Trusted Partner
Solid™ consultants have been working with investment advisers and broker/dealers for more than thirty years, on average. Consultants utilize their experience to assist firms in understanding regulatory requirements and any unique circumstances under Federal, State and Self-Regulatory Organization (SRO) to ensure your specific concerns are addressed.
Helpful Resources
Cybersecurity Programs
Cybersecurity Risk Assessments & Development of IT Policies
Anti-Money Laundering
Independent AML Examinations For Broker Dealers, Banks, Credit Unions & Financial Service Companies
On Site Examinations
Corporate & Branch Office Examinations
We are here to help.
A Solid™ consultant is available to discuss how your firm can take advantage of all that Solid™ has to offer & move your company forward
